Annual Report of Holding Companies (FR Y-6)
The Annual Report of Holding Companies (FR Y-6) must be filed annually by all Third District top-tier domestic bank holding companies and savings and loan holding companies. The report consists of a holding company's organizational chart; a list of domestic branches; a list of securities holders, including percentage owned; and a list of insiders related to the organization. Holding companies not registered with the Securities and Exchange Commission must also include an annual report with the FR Y-6 if one is prepared for the shareholders.
Respondents of the FR Y-6 must submit one original of the completed FR Y-6 report to the Federal Reserve Bank of Philadelphia no later than 90 calendar days after the top-tier holding company’s fiscal year end.
FR Y-6 submission due dates for 2021:
- Fiscal year-end 1231 (2020 report) is due no later than March 31, 2021
- Fiscal year-end 0331 (2021 report) is due no later than June 29, 2021
- Fiscal year-end 0630 (2021 report) is due no later than September 28, 2021
- Fiscal year-end 0930 (2021 report) is due no later than December 29, 2021
- Fiscal year-end 1031 (2021 report) is due no later than January 31, 2022
- Fiscal year-end 1231 (2021 report) is due no later than March 31, 2022
FR Y-6 Reports can be submitted via Reporting Central, emailed to email@example.com, or mailed to the attention of:
Jeff Willis, Senior Coordinator
Financial Statistics Department – 5th Floor
Federal Reserve Bank of Philadelphia
Ten Independence Mall
Philadelphia, PA 19106
For the FR Y-6 to be considered received timely by the submission due date, the first-class postmark can be dated no later than the third calendar day preceding the submission deadline. If overnight delivery is preferred, the completed FR Y-6 must be mailed via an overnight delivery service one day prior to the submission deadline. (See pages GEN 1 & 2 in the FR Y-6 instructions for additional information about due dates, timely mailings, and postmarks.) A facsimile transmission is not accepted as an official copy.
- Submitting the FR Y-6 in Reporting Central video
- 2021 FR Y-6 Training Presentation
- Atlanta’s FR Y-6 Training Video
Note: The training video provided by FRB Atlanta will soon be updated to state the FR Y-6 may be submitted via email.
Report of Changes in Organizational Structure (FR Y-10)
The FR Y-10 is a mandatory report that provides data on organizational structural changes. The report is event generated and must be filed within 30 calendar days of change.
National Information Center (NIC): database containing structural and financial data covering all domestic and foreign institution and their affiliates operating in the United States that are regulated and researched by the Federal Reserve
North American Industry Classification System (NAICS): directory that contains five or six digit alpha-numeric activity codes, which provide accurate statistical information about the business activity across North America