Annual Report of Holding Companies (FR Y-6)
The Annual Report of Holding Companies (FR Y-6) must be filed by all top-tier holding companies annually. It requires that reporters not registered with the SEC submit a copy of an annual report to shareholders (if one is created). The report also must include an organizational chart and an annual verification of domestic branches, as well as information on the identity, percent ownership, and business interests of principal shareholders, directors, and executive officers.
- Updates to the FR Y-6 Preparation and Submission Process (Updated July 2024)
- FR Y-6 Annual Transmittal Letter (Updated January 2024)
- FR Y-6 Reporting Forms and Instructions
- FR Y-6 Report Preparation Video (Updated January 2024)
- Video: Submitting the FR Y-6 in Reporting Central
- Branch Data Verification (Updated January 2024)
- Suggested Template for Report Items 3 and 4 (Updated January 2024)
Annual Report of Foreign Banking Organizations (FR Y-7)
The Annual Report of Foreign Banking Organizations (FR Y-7) is a report of foreign banking organizations (FBOs) that have a U.S. banking presence. The report collects financial statements, organizational structure information, shares and shareholder information, and data on the eligibility to be a qualified FBO as defined in Regulation K.
- FR Y-7 Annual Transmittal Letter (Updated January 2024)
- FR Y-7 Reporting Forms and Instructions
Report of Changes in Organizational Structure (FR Y-10)
The FR Y-10 provides data on organizational structural changes for reportable companies.
- FR Y-10 Annual Transmittal Letter (Updated April 2024)
- FR Y-10 Reporting Forms and Instructions
- FR Y-10 Online
- North American Industry Classification System (NAICS)
Other Links
National Information Center (NIC): This database contains structure and financial data on all domestic and foreign institutions and their affiliates operating in the United States that are regulated by and of interest to the Federal Reserve.